< Directory Scott C. Budlong

Scott C. Budlong focuses on transactional and regulatory securities matters. He provides strategic advice to hedge funds, investment banks and financial institutions regarding public and private securities transactions, including resales and other liquidity options. He also counsels clients in connection with Rule 144, Rule 144A, Regulation S, Section 13 and Section 16, as well as on general securities and regulatory issues. Mr. Budlong has significant experience advising public companies on Sarbanes-Oxley compliance and corporate governance questions.

Mr. Budlong has published articles in several professional journals, including The Hedge Fund Law Report, Insights, International Business Lawyer, International Financial Law Review and World Securities Law Report.

Mr. Budlong is admitted to practice in New York.

News

• "Liquidity for Post-Reorganization Securities Under Section 1145 of the Bankruptcy Code" by Scott Budlong published in The Hedge Fund Law Report
• Scott Budlong Joins Richards Kibbe & Orbe LLP as a Partner

Seminars & Speaking Engagements

• Panel Discussion: RK&O partners co-host "From Creditor to Equity Holder: How to Make Your Post-Reorganization Equity Work Harder for You"

Publications

• Regulation of Short Sales: SEC Adopts Alternative Uptick Rule Triggered By 10 Percent Circuit Breaker
• SEC Revises Recent Guidance on Deadline for Initial Schedule 13D Filing
• SEC Issues Interpretive Guidance on Exchange Act Sections 13(d) and 13(g)
• Liquidity for Creditors Who Receive New Securities in a Chapter 11 Reorganization: Resales of Plan Securities under Section 1145 of the Bankruptcy Code
• Equity Ownership Concepts Under the U.S. Securities Laws
• SEC Proposes New Price-Based Restrictions on Short Sales
• Stock Exchanges Ask SEC to Adopt a Modified Uptick Rule
• Federal Securities Law: Can You be Part of a Section 13(d) "Group" Without Owning Stock?
• New SEC Staff Guidance on Rule 144
• Investment Managers and Short Selling
• U.S. Securities Law Considerations for Hedge Funds
• Lending, Investing and Trading After the Market Break
• SEC Extends and Modifies Short-Sale Disclosure Regime