PrintPublications
- Practice Area: Evaluation of Regulatory Risk
9 items found.
An article by Richards Kibbe & Orbe LLP partners Julia Lu and Jennifer Grady entitled "Still in Flux: Legal and Regulatory Developments Affecting the Analysis of Information Flow in the U.S. Secondary Loan Market" was published in the LSTA 2012 Loan Market Chronicle.
Richards Kibbe & Orbe LLP partner Craig A. Newman authored “Puncturing a finance myth of the digital age,” an article published by The Deal.
In February 2012, the CFTC adopted final rules amending its registration and compliance requirements for entities deemed to be “commodity trading advisors” (“CTAs”) or “commodity pool operators” (“CPOs”).
In the current climate of expansive government interpretations of anti-bribery laws, managing the risks inherent in dealing with foreign officials have become particularly important for managers of hedge funds and private equity funds...
As the deadline for SEC registration of previously-exempt advisers approaches, it is critical for registering advisers to understand that adopting a set of compliance policies and procedures...
"Clamping Down on Kleptocrats," authored by William P. Barry and Sarah P. Swanz was featured in the June issue of Risk Management magazine. The article discusses recent political unrest in the Middle East and North Africa...
"Buying a Majority Interest in a Hedge Fund Manager: An Acquirer's Primer on Key Structuring and Negotiating Issues," authored by Richards Kibbe & Orbe LLP partners Scott C. Budlong, Eva Marie Carney, Thao H.V. Do, Eric M. O'Meara, William Q. Orbe and Kenneth E. Werner, was published...
The Financial Times features article "Fund managers: Prepare for Bribery Act" written by Richards Kibbe & Orbe LLP partners Carl Winkworth (London) and William P. Barry (Washington D.C.). The article identifies...
"Now You Have a Security, Now You Don't - Antifraud and Anti-Manipulation Regimes for Loan Derivatives Products Under Dodd-Frank," by Richards Kibbe & Orbe LLP partners Julia Lu and Eva Marie Carney, was published in the March 2011 issue of the Futures & Derivatives Law Report. This article highlights...