Michael Mann speaks at InvestoRegulation Conference in London

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November 21, 2013

Dodd-Frank may be nearly three years old, but its repercussions and the impact of the JOBS Act, FCPA and insider trading cases continues to shape how financial services firms conduct business with the U.S. markets.  The "SEC Regulation Outside the United States" conference is designed to brief European financial services practitioners how the SEC administers and enforces the U.S. securities laws.  

Richards Kibbe & Orbe partner Michael Mann joined Scott Friestad, Deputy Director, Division of Enforcement, U.S. Securities and Exchange Commission and Erich Schwartz of Skadden Arps for a frank discussion about SEC Enforcement issues.