RK&O Webinar: "A Practical Guide to Insider Trading Compliance After Newman/Chiasson"

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April 15, 2015

On April 3, the Second Circuit Court of Appeals denied the U.S. Attorney's request to rehear United States v. Newman/Chiasson. As a result, many investors, traders, broker-dealers and hedge funds continue to look for guidance concerning the implications of the case for their businesses.

On April 15, our distinguished panel, including two former Assistant U.S. Attorneys from the office that prosecuted the case, offered that guidance.

The webinar was presented by Richards Kibbe & Orbe LLP partners:

  • Lee Richards, former Assistant U.S. Attorney, Southern District of New York
  • Michael Mann, former Director of International Affairs and Associate Director of the Division of Enforcement at the SEC
  • David Massey, former Assistant U.S. Attorney, Southern District of New York
  • Scott Budlong, corporate partner, RK&O

Please click here to view a recording of the webinar.


RK&O Powerpoint Presentation

US v. Newman Opinion

Government Petition for Rehearing

Chiasson Brief in Opposition to Rehearing

SEC v. Payton and Durant

Dirks v. SEC

Attorney Affirmation & Critique (CLE Credit Forms)