James Walker participates on panel at PLI's "49th Annual Institute on Securities Regulation"

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November 10, 2017

RK&O partner James Q. Walker participated on a panel titled, "Ethics in the Enforcement Context: Spotting and Solving the Issues," at PLI's "49th Annual Institute on Securities Regulation" on Friday, November 10, 2017 at 3:30 p.m. EDT.

Mr. Walker and his co-panelists covered:

  • Multiple representation issues
  • Ethical pitfalls in conducting internal investigations
  • Privilege waiver issues
  • Conflicts of interest
  • SOX Section 307: Rules of Professional Responsibility For Attorneys
  • Lawyers as whistleblowers

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