RK&O CLE Presentation: “Rule 105 of Regulation M - Complying with the SEC's Rules on Shorting Before a Public Offering”

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April 25, 2018

RK&O recently hosted a breakfast briefing in which partner Scott Budlong delivered a CLE presentation titled "Rule 105 of Regulation M - Complying with the SEC's Rules on Shorting Before a Public Offering".  In this presentation, Mr. Budlong discussed:

  • How Rule 105 regulates short selling in advance of a public offering
  • Implications and challenges for hedge fund managers
  • Practical strategies to help your firm comply with Rule 105

PowerPoint Presentation: Rule 105 of Regulation M - Complying with the SEC's Rules on Shorting Before a Public Offering

Request access to the video recording. (CLE credit available)

Richards Kibbe & Orbe LLP is an accredited NY CLE provider. This live CLE program provides 1.0 transitional/non-transitional Professional Practice credit.  Newly admitted attorneys (less than 24 months) must attend the program in-person to earn NY CLE credit.