James Walker speaks at EACCNY Panel on US Regulatory Risks for European Companies

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October 30, 2018

RK&O attorney James Walker was a featured speaker at a panel discussion hosted by the European American Chamber of Commerce.  The panel, "U.S. Regulatory Risks for European Companies" addressed topics including:

  • Connections to the U.S. that could allow the SEC or DOJ to assert jurisdiction
  • Key U.S. substantive law including financial accounting and disclosure laws, Foreign Corrupt Practices Act (FCPA), and anti-money laundering (AML) laws
  • Best practices in conducting internal investigations and responding to regulatory inquiries
  • Practical issues including data privacy, employment law and privilege
  • Strategic considerations including self-reporting and cooperation with U.S. regulators and implementation of remedial measures
  • Potential concurrent jurisdiction of European regulators
  • What are the EU implications for some of these rules and what are possible conflicts with local laws?