James Walker speaks at PLI's 50th Annual Institute on Securities Regulation program

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November 9, 2018

RK&O partner James Partner spoke at the 50th anniversary of the Institute on Securities Regulation where he presented on "Paying by the Rules: Ethics in the Investigations and Litigation Context". The following topics were covered:

  • Multiple representation issues
  • Ethical pitfalls in conducting internal investigations
  • Privilege issues in the US and abroad
  • Conflicts of interest
  • SOX Section 307: Rules of Professional Responsibility for Attorneys