James Walker speaks at PLI’s 51st Annual Institute on Securities Regulation

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November 6, 2019

RK&O partner James Walker spoke at PLI’s 51st Annual Institute on Securities Regulation. Mr. Walker participated in the “Playing by the Rules: Ethics in the Investigations and Litigation Context” program. Topics discussed included:

  • Multiple party representation issues
  • Ethical pitfalls in conducting internal investigations
  • Lawyers as gatekeepers
  • Conflicts of interest
  • SOX Section 307: Rules of Professional Responsibility for Attorneys

For more information on this program please click here.