"Controlling Confidential Information Held by Asset Managers: A U.S. Perspective" by Margot Laporte

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November 17, 2014

Global Banking & Finance Review recently published "Controlling Confidential Information Held by Asset Managers: A U.S. Perspective" by Richards Kibbe & Orbe attorney Margot Laporte. In the article she discusses asset managers’ duties to maintain the confidentiality of valuable information and advise in-house counsel and compliance staffs to reexamine, within their own firms, the practice among investment analysts of sharing confidential information, such as their investment theses and strategic views about issuers, with counterparts at other asset managers.

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