"Steps Hedge Fund Managers and Other Investment Advisers Should Take Now to Prepare for FinCEN’s Proposed AML Rule"

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July 7, 2016

After years of debate, regulators are poised to require registered investment advisers to implement anti-money laundering (“AML”) programs that mirror those of banks, broker dealers and other financial institutions.  Not since the implementation of Dodd-Frank have investment advisers faced the likelihood of such a meaningful change in the regulatory framework that informs their operations.

In this article published by The Hedge Fund Law Report, RK&O attorney Jamie Schafer discusses the anticipated role of investment advisers in the U.S. AML regulatory framework and recommends steps investment advisers should take now to protect themselves in anticipation of the new regulations. 

Click here to read the full article.