RK&O's regulatory attorneys bring experience directly from the Securities & Exchange Commission and the U.S. Attorney’s offices and other government organizations. All have a deep understanding of the regulatory landscape affecting the financial services and securities industries.
Richards Kibbe & Orbe’s regulatory attorneys are effective advocates in interactions with domestic and international regulators. Our deep familiarity with the financial services industry and the regulatory environment in which it operates combined with the firm's cross-disciplinary experience in litigation, transactional and investigatory matters allow us to answer the novel questions that our innovative clients raise. We address issues head-on for our clients, while also looking around the corner to identify and plan for the business and legal risks. more +
Our practice is cross-border in nature, frequently requiring us to address issues across multiple jurisdictions. On domestic engagements, we advise on a full range of matters, from the comprehensive to the particular. We regularly provide, for instance: